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Faceted browsing is a common feature of new library catalog interfaces. But to what extent does it improve user performance in searching within today’s library catalog systems? This article reviews the literature for user studies involving faceted browsing and user studies of “next-generation” library catalogs that incorporate faceted browsing. Both the results and the methods of these studies are analyzed by asking, What do we currently know about faceted browsing? How can we design better studies of faceted browsing in library catalogs? The article proposes methodological considerations for practicing librarians and provides examples of goals, tasks, and measurements for user studies of faceted browsing in library catalogs.

Gross et al. (2015) have demonstrated that about a quarter of hits would typically be lost to keyword searchers if contemporary academic library catalogs dropped their controlled subject headings. This article re- ports on an investigation of the search value that subject descriptors and identifiers assigned by professional indexers add to a bibliographic database, namely the Australian Education Index (AEI). First, a similar methodology to that developed by Gross et al. (2015) was applied, with keyword searches representing a range of educational topics run on the AEI database with and without its subject indexing. The results indicated that AEI users would also lose, on average, about a quarter of hits per query. Second, an alternative research design was applied in which an experienced literature searcher was asked to find resources on a set of educational topics on an AEI database stripped of its subject indexing and then asked to search for additional resources on the same topics after the subject indexing had been reinserted. In this study, the proportion of additional resources that would have been lost had it not been for the subject indexing was again found to be about a quarter of the total resources found for each topic, on average.

The Probabilistic Relevance Framework (PRF) is a formal framework for document retrieval, grounded in work done in the 1970–1980s, which led to the development of one of the most successful text-retrieval algorithms, BM25. In recent years, research in the PRF has yielded new retrieval models capable of taking into account document meta-data (especially structure and link-graph information). Again, this has led to one of the most successful Web-search and corporate-search algorithms, BM25F. This work presents the PRF from a conceptual point of view, describing the probabilistic modelling assumptions behind the framework and the different ranking algorithms that result from its application: the binary independence model, relevance feedback models, BM25 and BM25F. It also discusses the relation between the PRF and other statistical models for IR, and covers some related topics, such as the use of non-textual features, and parameter optimisation for models with free parameters.

Purpose – The aim of this article is to estimate the impact of faceted classification and the faceted analytical method on the development of various information retrieval tools over the latter part of the twentieth and early twenty‐first centuries. Design/methodology/approach – The article presents an examination of various subject access tools intended for retrieval of both print and digital materials to determine whether they exhibit features of faceted systems. Some attention is paid to use of the faceted approach as a means of structuring information on commercial web sites. The secondary and research literature is also surveyed for commentary on and evaluation of facet analysis as a basis for the building of vocabulary and conceptual tools. Findings – The study finds that faceted systems are now very common, with a major increase in their use over the last 15 years. Most LIS subject indexing tools (classifications, subject heading lists and thesauri) now demonstrate features of facet analysis to a greater or lesser degree. A faceted approach is frequently taken to the presentation of product information on commercial web sites, and there is an independent strand of theory and documentation related to this application. There is some significant research on semi‐automatic indexing and retrieval (query expansion and query formulation) using facet analytical techniques. Originality/value – This article provides an overview of an important conceptual approach to information retrieval, and compares different understandings and applications of this methodology.

Introduction. This paper examines the continued usefulness of Kuhlthau's Information Search Process as a model of information behaviour in new, technologically rich information environments. Method. A comprehensive review of research that has explored the model in various settings and a study employing qualitative and quantitative methods undertaken in the context of an inquiry project among school students (n=574). Students were interviewed at three stages of the information search process, during which nine feelings were identified and tracked. Results. Findings show individual patterns, but confirm the Information Search Process as a valid model in the changing information environment for describing information behaviour in tasks that require knowledge construction. The findings support the progression of feelings, thoughts and actions as suggested by the search process model. Conclusions. The information search process model remains useful for explaining students' information behaviour. The model was found to have value as a research tool as well as for practical application.

In 1975 Tefko Saracevic declared “the subject knowledge view” to be the most fundamental perspective of relevance. This paper examines the assumptions in different views of relevance, including “the system's view” and “the user's view” and offers a reinterpretation of these views. The paper finds that what was regarded as the most fundamental view by Saracevic in 1975 has not since been considered (with very few exceptions). Other views, which are based on less fruitful assumptions, have dominated the discourse on relevance in information retrieval and information science. Many authors have reexamined the concept of relevance in information science, but have neglected the subject knowledge view, hence basic theoretical assumptions seem not to have been properly addressed. It is as urgent now as it was in 1975 seriously to consider “the subject knowledge view” of relevance (which may also be termed “the epistemological view”). The concept of relevance, like other basic concepts, is influenced by overall approaches to information science, such as the cognitive view and the domain-analytic view. There is today a trend toward a social paradigm for information science. This paper offers an understanding of relevance from such a social point of view.

In studying actual Web searching by the public at large, we analyzed over one million Web queries by users of the Excite search engine. We found that most people use few search terms, few modified queries, view few Web pages, and rarely use advanced search features. A small number of search terms are used with high frequency, and a great many terms are unique; the language of Web queries is distinctive. Queries about recreation and entertainment rank highest. Findings are compared to data from two other large studies of Web queries. This study provides an insight into the public practices and choices in Web searching.

The use of data stored in transaction logs of Web search engines, Intranets, and Web sites can provide valuable insight into understanding the information-searching process of online searchers. This understanding can enlighten information system design, interface development, and devising the information architecture for content collections. This article presents a review and foundation for conducting Web search transaction log analysis. A methodology is outlined consisting of three stages, which are collection, preparation, and analysis. The three stages of the methodology are presented in detail with discussions of goals, metrics, and processes at each stage. Critical terms in transaction log analysis for Web searching are defined. The strengths and limitations of transaction log analysis as a research method are presented. An application to log client-side interactions that supplements transaction logs is reported on, and the application is made available for use by the research community. Suggestions are provided on ways to leverage the strengths of, while addressing the limitations of, transaction log analysis for Web-searching research. Finally, a complete flat text transaction log from a commercial search engine is available as supplementary material with this manuscript.

All is flux. —Plato on Knowledge in the Theaetetus (about 369 BC) Relevance is a, if not even the, key notion in information science in general and information retrieval in particular. This two-part critical review traces and synthesizes the scholarship on relevance over the past 30 years or so and provides an updated framework within which the still widely dissonant ideas and works about relevance might be interpreted and related. It is a continuation and update of a similar review that appeared in 1975 under the same title, considered here as being Part I. The present review is organized in two parts: Part II addresses the questions related to nature and manifestations of relevance, and Part III addresses questions related to relevance behavior and effects. In Part II, the nature of relevance is discussed in terms of meaning ascribed to relevance, theories used or proposed, and models that have been developed. The manifestations of relevance are classified as to several kinds of relevance that form an interdependent system of relevancies. In Part III, relevance behavior and effects are synthesized using experimental and observational works that incorporated data. In both parts, each section concludes with a summary that in effect provides an interpretation and synthesis of contemporary thinking on the topic treated or suggests hypotheses for future research. Analyses of some of the major trends that shape relevance work are offered in conclusions.

The goal of the Redundancy, Diversity, and Interdependent Document Relevance workshop was to explore how ranking, performance assessment and learning to rank can move beyond the assumption that the relevance of a document is independent of other documents. In particular, the workshop focussed on three themes: the effect of redundancy on information retrieval utility (for example, minimizing the wasted effort of users who must skip redundant information), the role of diversity (for example, for mitigating the risk of misinterpreting ambiguous queries), and algorithms for set-level optimization (where the quality of a set of retrieved documents is not simply the sum of its parts). This workshop built directly upon the Beyond Binary Relevance: Preferences, Diversity and Set-Level Judgments workshop at SIGIR 2008 [3], shifting focus to address the questions left open by the discussions and results from that workshop. As such, it was the first workshop to explicitly focus on the related research challenges of redundancy, diversity, and interdependent relevance – all of which require novel performance measures, learning methods, and evaluation techniques. The workshop program committee consisted of 15 researchers from academia and industry, with experience in IR evaluation, machine learning, and IR algorithmic design. Over 40 people attended the workshop. This report aims to summarize the workshop, and also to systematize common themes and key concepts so as to encourage research in the three workshop themes. It contains our attempt to summarize and organize the topics that came up in presentations as well as in discussions, pulling out common elements. Many audience members contributed, yet due to the free-flowing discussion, attributing all the observations to particular audience members is unfortunately impossible. Not all audience members would necessarily agree with the views presented, but we do attempt to present a consensus view as far as possible.

We analyzed transaction logs containing 51,473 queries posed by 18,113 users of Excite, a major Internet search service. We provide data on: (i) sessions — changes in queries during a session, number of pages viewed, and use of relevance feedback; (ii) queries — the number of search terms, and the use of logic and modifiers; and (iii) terms — their rank/frequency distribution and the most highly used search terms. We then shift the focus of analysis from the query to the user to gain insight to the characteristics of the Web user. With these characteristics as a basis, we then conducted a failure analysis, identifying trends among user mistakes. We conclude with a summary of findings and a discussion of the implications of these findings.

Purpose – Development of an effective search system and interface largely depends on usability studies. The aim of this paper is to present the results of an empirical evaluation of a prototype web site search and browsing tool based on multidimensional taxonomies derived from the use of faceted classification. Design/methodology/approach – A prototype Faceted Classification System (FCS), which classifies and organizes web documents under different facets (orthogonal sets of categories), was implemented on the domain of an academic institute. Facet are created from content oriented metadata, and then assembled into multiple taxonomies that describe alternative classifications of the web site content, such as by subject and location. The search and browsing interfaces use these taxonomies to enable users to access information in multiple ways. The paper compares the FCS interfaces to the existing single‐classification system to evaluate the usability of the facets in typical navigation and searching tasks. Findings – The findings suggest that performance and usability are significantly better with the FCS in the areas of efficient access, search success, flexibility, understanding of content, relevant search result, and satisfaction. These results are especially promising since unfamiliarity often leads users to reject new search interfaces. Originality/value – The results of the study in this paper can significantly contribute to interface research in the IR community, emphasizing the advantages of multidimensional taxonomies in online information collections.

This paper provides overview and instruction regarding the evaluation of interactive information retrieval systems with users. The primary goal of this article is to catalog and compile material related to this topic into a single source. This article (1) provides historical background on the development of user-centered approaches to the evaluation of interactive information retrieval systems; (2) describes the major components of interactive information retrieval system evaluation; (3) describes different experimental designs and sampling strategies; (4) presents core instruments and data collection techniques and measures; (5) explains basic data analysis techniques; and (4) reviews and discusses previous studies. This article also discusses validity and reliability issues with respect to both measures and methods, presents background information on research ethics and discusses some ethical issues which are specific to studies of interactive information retrieval (IIR). Finally, this article concludes with a discussion of outstanding challenges and future research directions.

Learning to rank for Information Retrieval (IR) is a task to automatically construct a ranking model using training data, such that the model can sort new objects according to their degrees of relevance, preference, or importance. Many IR problems are by nature ranking problems, and many IR technologies can be potentially enhanced by using learning-to-rank techniques. The objective of this tutorial is to give an introduction to this research direction. Specifically, the existing learning-to-rank algorithms are reviewed and categorized into three approaches: the pointwise, pairwise, and listwise approaches. The advantages and disadvantages with each approach are analyzed, and the relationships between the loss functions used in these approaches and IR evaluation measures are discussed. Then the empirical evaluations on typical learning-to-rank methods are shown, with the LETOR collection as a benchmark dataset, which seems to suggest that the listwise approach be the most effective one among all the approaches. After that, a statistical ranking theory is introduced, which can describe different learning-to-rank algorithms, and be used to analyze their query-level generalization abilities. At the end of the tutorial, we provide a summary and discuss potential future work on learning to rank.

This study examined how searchers interact with a web-based, faceted library catalog when conducting exploratory searches. It applied multiple methods, including eye tracking and stimulated recall interviews, to investigate important aspects of faceted search interface use, specifically: (a) searcher gaze behavior—what components of the interface searchers look at; (b) how gaze behavior differs when training is and is not provided; (c) how gaze behavior changes as searchers become familiar with the interface; and (d) how gaze behavior differs depending on the stage of the search process. The results confirm previous findings that facets account for approximately 10–30% of interface use. They show that providing a 60-second video demonstration increased searcher use of facets. However, searcher use of the facets did not evolve during the study session, which suggests that searchers may not, on their own, rapidly apply the faceted interfaces. The findings also suggest that searcher use of interface elements varied by the stage of their search during the session, with higher use of facets during decision-making stages. These findings will be of interest to librarians and interface designers who wish to maximize the value of faceted searching for patrons, as well as to researchers who study search behavior.

Designing a search system and interface may best be served (and executed) by scrutinizing usability studies.

We live in an information age that requires us, more than ever, to represent, access, and use information. Over the last several decades, we have developed a modern science and technology for information retrieval, relentlessly pursuing the vision of a "memex" that Vannevar Bush proposed in his seminal article, "As We May Think." Faceted search plays a key role in this program. Faceted search addresses weaknesses of conventional search approaches and has emerged as a foundation for interactive information retrieval. User studies demonstrate that faceted search provides more effective information-seeking support to users than best-first search. Indeed, faceted search has become increasingly prevalent in online information access systems, particularly for e-commerce and site search. In this lecture, we explore the history, theory, and practice of faceted search. Although we cannot hope to be exhaustive, our aim is to provide sufficient depth and breadth to offer a useful resource to both researchers and practitioners. Because faceted search is an area of interest to computer scientists, information scientists, interface designers, and usability researchers, we do not assume that the reader is a specialist in any of these fields. Rather, we offer a self-contained treatment of the topic, with an extensive bibliography for those who would like to pursue particular aspects in more depth.

The article describes the nature of a faceted classification, and its application in document retrieval. The kinds of facet used are illustrated. Procedures are then discussed for identifying facets in a subject field, populating the facets with individual subject terms, arranging these in helpful sequences, using the scheme to classify documents, and searching the resultant classified index, with particular reference to Internet search.

The Classification Research Group manifesto of 1955, 'Faceted classification as the basis of all information retrieval', has been at least in part achieved, and there is much evidence of faceted classification influencing a whole range of modern information retrieval tools. This paper examines the theory underlying faceted classification, how and why it has been taken up so widely, and what benefits it brings to the activity of knowledge organization. The role of facet analysis as a general research tool is also considered, and how it compares with other content analysis tools as a means of modelling subject domains.